NetBackup and Veritas Appliances Hardening Guide

Last Published:
Product(s): Appliances (10.2, 5.1.1, 3.0), NetBackup (10.2, 5.1.1, 3.0)
Platform: NetBackup Appliance OS,Flex Appliance OS,Linux,UNIX,Windows
  1. Top recommendations to improve your NetBackup and Veritas appliances security posture
    1.  
      Introduction
    2.  
      Keeping all systems and software updated
    3.  
      Enabling multifactor authentication
    4.  
      Increasing the appliance security level
    5.  
      Implementing an immutable data vault
    6.  
      Securing credentials
    7.  
      Reducing network exposure
    8.  
      Enabling encryption
    9.  
      Enabling catalog protection
    10.  
      Enabling malware scanning and anomaly detection
    11.  
      Enabling security observability
    12.  
      Restricting user access
    13.  
      Configuring a sign-in banner
  2. Steps to protect Flex Appliance
    1.  
      About Flex Appliance hardening
    2. Managing single sign-on (SSO)
      1.  
        Managing identity providers (IDPs)
      2.  
        Importing single sign-on (SSO) users
    3.  
      Managing user authentication with smart cards or digital certificates
    4. About lockdown mode
      1.  
        Changing the lockdown mode
    5.  
      Using network access control
    6.  
      Using an external certificate
    7.  
      Forwarding logs
    8.  
      Creating a NetBackup WORM storage server instance
    9. Configuring an isolated recovery environment on a WORM storage server
      1.  
        Configuring data transmission between a production environment and an IRE WORM storage server
    10.  
      Protecting the NetBackup catalog on a WORM storage server
    11.  
      Using a sign-in banner
  3. Steps to protect NetBackup Appliance
    1.  
      About NetBackup Appliance hardening
    2. About single sign-on (SSO) authentication and authorization
      1.  
        Configure single sign-on (SSO) for a NetBackup Appliance
    3. About authentication using smart cards and digital certificates
      1.  
        2FA
      2.  
        Smart card Authentication for NetBackup Web UI
      3.  
        Smart card authentication for NetBackup Appliance Web UI
      4.  
        Smart card authentication for NetBackup Appliance Shell Menu
      5.  
        Configure role-based access control
      6.  
        Configure authentication for a smart card or digital certificate for the NetBackup Web UI
    4.  
      Disable user access to the NetBackup appliance operating system
    5.  
      About Network Access Control
    6. About data encryption
      1.  
        KMS support
    7.  
      FIPS 140-2 conformance for NetBackup Appliance
    8.  
      About implementing external certificates
    9. About forwarding logs to an external server
      1.  
        Uploading certificates for TLS
      2.  
        Enabling log forwarding
    10.  
      Creating the appliance login banner
  4. Steps to protect NetBackup
    1.  
      About NetBackup hardening
    2. Configure NetBackup for single sign-on (SSO)
      1.  
        Configure the SAML KeyStore
      2.  
        Configure the SAML keystore and add and enable the IDP configuration
      3.  
        Enroll the NetBackup primary server with the IDP
    3. Configure user authentication with smart cards or digital certificates
      1.  
        Configure smart card authentication with a domain
      2.  
        Configure smart card authentication without a domain
    4. Access codes
      1.  
        Get CLI access through web UI authentication
      2.  
        Approve your CLI access request
      3.  
        Approve CLI access requests of other users
    5. Workflow to configure immutable and indelible data
      1.  
        About configuring disk pool storage
      2.  
        Use WORM setting
      3.  
        Creating a backup policy
    6. Add a configuration for an external CMS server
      1.  
        Add a credential for CyberArk
    7. Configuring an isolated recovery environment on a NetBackup BYO media server
      1.  
        Configuring AIR for replicating backup images from production environment to IRE BYO environment
    8. About FIPS support in NetBackup
      1.  
        Enable FIPS mode on NetBackup during installation
      2.  
        Enable FIPS mode on a NetBackup host after installation
      3.  
        Enable FIPS mode for the NetBackup Authentication Broker service
      4.  
        Enable FIPS mode for the NetBackup Administration Console
      5.  
        NB_FIPS_MODE option for NetBackup servers and clients
    9.  
      Installing KMS
    10. Workflow for external KMS configuration
      1.  
        Validating KMS credentials
      2.  
        Configuring KMS credentials
      3.  
        Configuring KMS
      4.  
        Creating keys in an external KMS
      5. Workflow to configure data-in-transit encryption
        1.  
          Configure the global data-in-transit encryption setting
        2. Configure the DTE mode on a client
          1.  
            DTE_CLIENT_MODE for clients
        3. How DTE configuration settings work in various NetBackup operations
          1.  
            Backup
          2.  
            Restore
          3.  
            MSDP backup, restore, and optimized duplication
          4.  
            Universal-Share policy backup
          5.  
            Catalog backup and recovery
          6.  
            Duplication
          7.  
            Synthetic backup
          8.  
            Verify
          9.  
            Import
          10.  
            Replication
        4.  
          Configure the DTE mode on the media server
        5. Modify the DTE mode on a backup image
          1.  
            DTE_IGNORE_IMAGE_MODE for NetBackup servers
    11. Workflow to use external certificates for NetBackup host communication
      1. About certificate revocation lists for external CA
        1.  
          How CRLs from ECA_CRL_PATH are used
        2.  
          How CRLs from CDP URLs are used
      2.  
        Configuring an external certificate for the NetBackup web server
      3.  
        Configuring the primary server to use an external CA-signed certificate
      4. Configuring an external certificate for a clustered primary server
        1. Configuration options for external CA-signed certificates for a virtual name
          1.  
            CLUSTER_ECA_CERT_PATH for clustered primary server
          2.  
            CLUSTER_ECA_TRUST_STORE_PATH for clustered primary server
          3.  
            CLUSTER_ECA_PRIVATE_KEY_PATH for clustered primary server
          4.  
            CLUSTER_ECA_KEY_PASSPHRASEFILE for clustered primary server
      5. Configuring a NetBackup host (media server, client, or cluster node) to use an external CA-signed certificate after installation
        1.  
          Enrolling an external certificate for a remote host
      6. Configuration options for external CA-signed certificates
        1. ECA_CERT_PATH for NetBackup servers and clients
          1.  
            Specifying Windows certificate store for ECA_CERT_PATH
        2.  
          ECA_TRUST_STORE_PATH for NetBackup servers and clients
        3.  
          ECA_PRIVATE_KEY_PATH for NetBackup servers and clients
        4.  
          ECA_KEY_PASSPHRASEFILE for NetBackup servers and clients
        5.  
          ECA_CRL_CHECK for NetBackup servers and clients
        6.  
          ECA_CRL_PATH for NetBackup servers and clients
        7.  
          ECA_CRL_PATH_SYNC_HOURS for NetBackup servers and clients
        8.  
          ECA_CRL_REFRESH_HOURS for NetBackup servers and clients
        9.  
          ECA_DISABLE_AUTO_ENROLLMENT for NetBackup servers and clients
        10.  
          ECA_DR_BKUP_WIN_CERT_STORE for NetBackup servers and clients
        11.  
          MANAGE_WIN_CERT_STORE_PRIVATE_KEY option for NetBackup primary servers
    12.  
      Guidelines for managing the primary server NetBackup catalog
    13. About protecting the MSDP catalog
      1. About the MSDP shadow catalog
        1.  
          Changing the MSDP shadow catalog path
        2.  
          Changing the MSDP shadow catalog schedule
        3.  
          Changing the number of MSDP catalog shadow copies
      2.  
        About the MSDP catalog backup policy
    14. How to set up malware scanning
      1.  
        Prerequisites for a scan host
      2.  
        Configuring a new scan host pool
    15. About backup anomaly detection
      1.  
        Detecting backup anomalies on the primary server
      2.  
        Detecting backup anomalies on the media server
      3.  
        Configure anomaly detection settings
      4.  
        View anomalies
    16.  
      Send audit events to system logs
    17.  
      Send audit events to log forwarding endpoints
    18.  
      Display a banner to users when they sign in

About certificate revocation lists for external CA

Certificate revocation list (CRL) for an external certificate authority (CA) contains a list of digital certificates that the external CA has revoked before the scheduled expiration date and should no longer be trusted.

NetBackup supports PEM and DER formats for CRLs for external CA.

CRLs for all CRL issuers or external CAs are stored in the NetBackup CRL cache that resides on each host.

During secure communication, each NetBackup host verifies the revocation status of the peer host's external certificate with the CRL that is available in the NetBackup CRL cache, based on the ECA_CRL_CHECK configuration option.

See ECA_CRL_CHECK for NetBackup servers and clients.

The NetBackup CRL cache is updated with the required CRLs using one of the following CRL sources:

ECA_CRL_PATH configuration option

A NetBackup configuration option (from bp.conf file on UNIX or Windows registry) that specifies the directory path where the CRLs exist.

See ECA_CRL_PATH_SYNC_HOURS for NetBackup servers and clients.

See How CRLs from ECA_CRL_PATH are used.

CRL distribution point (CDP)

If you have not specified ECA_CRL_PATH, NetBackup downloads the CRLs from the URLs that are specified in the peer host certificate's CDP and caches them in the NetBackup CRL cache.

See How CRLs from CDP URLs are used.

NetBackup supports downloading CRLs from HTTP and HTTPS URLs that are specified in CDP.

The NetBackup CRL cache contains only the latest copy of a CRL for each CA (including root and intermediate CAs).

The bpclntcmd -crl_download service updates the CRL cache during host communication in the following scenarios irrespective of the time interval set for the ECA_CRL_PATH_SYNC_HOURS or ECA_CRL_REFRESH_HOURS options:

  • When CRLs in the CRL cache are expired

  • If CRLs are available in the CRL source (ECA_CRL_PATH or CDP), but they are missing from the CRL cache

Note:

Once the bpclntcmd -crl_download service updates the CRLs in the CRL cache, it does not download the CRLs for the same CA for the next 15 min even though a valid download scenario has occurred. If you want to update the CRL within 15 min, terminate the bpclntcmd -crl_download service.