Regulatory compliance for financial services is highly complex. Organizations like FINRA, FCA, and SEC have specific and intensive requirements for capturing, retaining, and supervising business communications. With integrated solutions from Veritas, you can easily govern and protect your data in ways that ensure compliance and mitigate the risk of costly fines.
in fines issued to Wall Street firms for misuse of WhatsApp communication in 2022 alone.1
of professionals report potential surveillance gaps due to the number of communications channels.2
of organizations have experienced a cyber incident that impacted their ability to meet governance requirements.3
Stay ahead of financial services compliance obligations with a holistic approach.
Manage content across all native channels with full context and fidelity.
Accelerate and automate workflows while identifying critical communication data.
Store and manage relevant data in a non-rewritable and immutable archive.
Surface relevant content to assess for monitoring and investigative needs.
Financial organizations share enormous volumes of content across numerous communication channels every day. Managing proper data capture, collection, and retention for financial services compliance can be complex and expensive.
Use advanced file analytics and automated data classification based on expert-trained systems and AI to make decisions about compliance risks.
Seamless data archiving and retention enable you to automate identification of key content. This is vital to maintaining regulatory compliance for financial services organizations.
Use built-in automation, AI, and ML to quickly focus on risky behavior, isolate relevant content, and align to legal and compliance issues.